S.No. | Return Name | Return Description | Frequency | Department Concerned | Reporting Entity required to submit the return * | Details of Related Circulars | Reporting Format |
---|
1 | DNBS01- Important Financial Parameters - Quarterly@ | The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI. | Quarterly | DoS | NBFC-deposit taking and NBFC-NDSI | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 301 kb |
|
2 | DNBS02-Important Financial Parameters - Annual@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs. | Annual | DoS | Non-deposit taking non-NDSI | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 389 kb |
|
3 | DNBS03-Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI. | Quarterly | DoS | NBFC-deposit taking and NBFC-NDSI | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 151 kb |
|
4 | DNBS04A- Short Term Dynamic Liquidity (STDL) - Quarterly@ | To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections. | Quarterly | DoS | NBFC-deposit taking, NBFC-NDSI, CIC and Non-deposit taking Non-NDSI NBFCs with assset size > 100 cr | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 337 kb |
|
5 | DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly@ | To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk. | Monthly | DoS | NBFC-deposit taking, NBFC-NDSI, CIC and Non-deposit taking Non-NDSI NBFCs with assset size > 100 cr | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 455 kb |
|
6 | DNBS05 - Return for CoR Rejected companies@ | To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected | Quarterly | DoS | NBFCs who accepted public deposits and whose CoR was rejected | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 43 kb |
|
7 | DNBS06 - RNBCs- Important Financial & Prudential Parameters@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs. | Quarterly | DoS | RNBCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 163 kb |
|
8 | DNBS07 - ARCs Important Financial Parameters@ | To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs. | Quarterly | DoS | ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 258 kb |
|
9 | DNBS08-CRILC Main Return - Quarterly | To capture credit information on aggregate exposure of > 5 Crore to single borrower. | Quarterly | DoS | All NBFCs-deposit taking, NBFCs-NDSI and NBFCs-Factors | Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy | 49 kb |
|
10 | DNBS09-CRILC SMA Details | All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure > 5 Crore to single borrower reported in SMA-2 for the day | As and when account is classified (de-classified) as SMA-2 | DoS | All NBFCs-deposit taking, NBFCs-NDSI and NBFCs-Factors having aggregate exposure > 5 Crore to single borrower reported in SMA-2 for the day | Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy | 33 kb |
|
11 | DNBS10-Statutory Auditor Certificate@ | To ensure continued regulatory compliance for all NBFCs. | Annual | DoS | All NBFCs and ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 540 kb | 540 kb | 540 kb | 541 kb |
|
12 | DNBS11-CICs - Important Financial Parameters@ | The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis. | Quarterly | DoS | NBFCs-CIC | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 426 kb |
|
13 | DNBS12-CICs - Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis. | Quarterly | DoS | NBFCs-CIC | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 92 kb |
|
14 | DNBS13-Overseas Investment Details@ | To capture details of overseas investment for all NBFCs having overseas investment. | Quarterly | DoS | All NBFCs and ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 47 kb |
|
15 | DNBS14- P2Ps- Important Financial & Prudential Parameters@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P. | Quarterly | DoS | All NBFC-P2Ps | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 279 kb |
|
16 | Fraud Monitoring Return 1 (FMR1) | To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs. | As and when | DoS | All NBFC-deposit taking and NBFC-NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 70 kb |
|
17 | Fraud Monitoring Return 2 (FMR2) - Quarterly | To capture the summary of all frauds during the quarter involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs. | Quarterly | DoS | All NBFC-deposit taking and NBFC-NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 77 kb |
|
18 | Fraud Monitoring Return 3 (FMR3) - Fraud Update Application | To capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs. | As and when | DoS | All NBFC-deposit taking and NBFC-NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 90 kb |
|
19 | Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC) | Data on IO complaints | Quarterly & Annual | CEPD | a) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches.
b) Non-Deposit taking NBFCs (NBFCs-ND) with asset size of Rs.5,000 crore and above and having public customer interface. | Internal Ombudsman Scheme for
NBFCs, 2021 | 10 kb |
|
20 | Form A | Information to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA) | Annual | DoS | NBFCs | | 154 kb |
|
* Notes SCBs: Scheduled Commercial Banks RRBs: Regional Rural Banks SFBs: Small Finance Banks PBs: Payment Banks LABs: Lead Area Banks AIFIs: All India Financial Institutions ADs: Authorised Dealers IP Agents: Issuing and Paying Agents NBFCs: Non-Banking Financial Companies RNBCs: Residuary Non-Banking Companies NBFC-D: Non-Banking Financial Companies- Deposit Taking NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important UCBs: Urban Cooperative Banks StCBs: State / Central Co-operative Banks DCCBs: District Central Co-operative Banks CICs: Credit Information Companies AMCs: All Authorised Money Changers FFMCs: Full Fledged Money Changers MTSS: Money Transfer Service Scheme WLAs: White label ATMs PDs: Primary Dealers SIDBI: Small Industries Development Bank of India @ Master Directions will be issued soon |