S.No. | Return Name | Return Description | Frequency | Department Concerned | Reporting Entity required to submit the return * | Details of Related Circulars | Reporting Format | Name of the Reporting Platform |
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1 | DNBS01- Important Financial Parameters - Quarterly@ | The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for NBFC-D and NBFC-NDSI. | Quarterly | DoS | NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size> ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 289 kb |
| XBRL Phase III |
2 | DNBS02-Important Financial Parameters - Annual@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for non-deposit taking non-NDSI NBFCs. | Annual | DoS | Non-deposit taking non-NDSI | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 378 kb |
| XBRL Phase III |
3 | DNBS03-Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for NBFC-Deposit taking and NBFC-NDSI. | Quarterly | DoS | NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors and NBFC-NOFHCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 146 kb |
| XBRL Phase III |
4 | DNBS04A- Short Term Dynamic Liquidity (STDL) - Quarterly@ | To capture the details of mismatch in projected future cash inflows and outflows based on the busniess projections. | Quarterly | DoS | NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 335 kb |
| XBRL Phase III |
5 | DNBS04B-Structural Liquidity & Interest Rate Sensitivity - Monthly@ | To capture (i) The details of mismatch in projected future cash inflows and outflows based on the maturity pattern of assets and liabilities at the end of the reporting period for NBFCs-NDSI; (ii) The details of interest rate risk. | Monthly | DoS | NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC- Core Investment Companies (CICs) & NBFC-NDs having asset size between ₹100 crore and ₹500 crore. Return not to be filed by NBFC-NOFHCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 417 kb |
| XBRL Phase III |
6 | DNBS05 - Return for CoR Rejected companies@ | To capture details in respect of NBFCs which accepted public deposits and whose CoR was rejected | Quarterly | DoS | NBFCs whose CoR has been rejected by the Reserve Bank and were accepting/holding public deposits on the date of application for Certificate of Registration | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 42 kb |
| XBRL Phase III |
7 | DNBS06 - Important Financial & Prudential Parameters – RNBCs | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for RNBCs. | Quarterly | DoS | RNBCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 161 kb |
| XBRL Phase III |
8 | DNBS07 - ARCs Important Financial Parameters@ | To capture financial parameters and various operational details e.g. assets (NPA) acquired, acquisition cost, their recovery status etc. for ARCs. | Quarterly | DoS | ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 254 kb |
| XBRL Phase III |
9 | DNBS08-CRILC Main Return- Monthly | To capture credit information on aggregate exposure of ₹5 Crore and above to a single borrower. | Monthly | DoS | NBFCs-Deposit Taking, NBFC – NDSIs (having Asset Size > ₹500 crore), Multiple NBFCs in the same group whose asset size together is of ₹500 crore & above, NBFC-Factors & NBFC CIC (Core Investment companies). Not to be filed by NBFC-NOFHCs | DBR.No.BP.BC.45/21.04.048/2018-19 dated June 7, 2019 Prudential Framework for Resolution of Stressed Assets | 87 kb |
| XBRL Phase II |
10 | DNBS09-CRILC RDB | All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in SMA-0 for the week | Weekly | DoS | All NBFCs-D, NBFCs-NDSI and NBFCs-Factors having aggregate exposure of ₹5 Crore and above to a single borrower reported in default for the week | DBR.No.BP.BC.45/21.04.048/2018-19 dated June 7, 2019 Prudential Framework for Resolution of Stressed Assets | 40 kb |
| XBRL Phase II |
11 | DNBS10-Statutory Auditor Certificate (SAC) Return | To ensure continued regulatory compliance for all NBFCs. | Annual | DoS | All NBFCs and ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 533 kb |
| XBRL Phase III |
12 | DNBS11-CICs - Important Financial Parameters@ | The return captures financial details, viz. components of Assets and Liabilities, Profit and Loss account, Exposure to sensitive sectors etc. for CIC-ND-Sis. | Quarterly | DoS | NBFC- Core Investment Companies (CICs) | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 412 kb |
| XBRL Phase III |
13 | DNBS12-CICs - Important Prudential Parameters@ | The return captures compliance with various prudential norms, e.g. Capital Adequacy, Asset Classification, Provisioning, NOF etc. for CIC-ND-Sis. | Quarterly | DoS | NBFC- Core Investment Companies (CICs) | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 90 kb |
| XBRL Phase III |
14 | DNBS13-Overseas Investment Details@ | To capture details of overseas investment for all NBFCs having overseas investment. | Quarterly | DoS | All NBFCs and ARCs | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 45 kb |
| XBRL Phase III |
15 | DNBS14- P2Ps- Important Financial & Prudential Parameters@ | The return captures financials details like components of assets and liabilities as well as compliance with various prudential norms for NBFCs-P2P. | Quarterly | DoS | NBFC-P2P Category | Requirement to submit the return has been communicated to the entities through email intimation and the related Master Directions will be issued soon. | 279 kb |
| XBRL Phase III |
16 | Fraud Monitoring Return 1 (FMR1) | To capture the details of the fraud committed by staff, outsiders or customers involving an amount of Rs 1 lakh or more for all NBFC-D and NBFC-NDSIs. | As and when | DoS | NBFCs – Deposit Taking & NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 98 kb |
| XBRL Phase II |
17 | Fraud Monitoring Return 3 (FMR3) - Fraud Update Application | To capture the updated information in respect of frauds reported through FMR-1 for all NBFC-D and NBFC-NDSIs. | As and when | DoS | NBFCs – Deposit Taking & NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 66 kb |
| XBRL Phase II |
18 | Internal Ombudsman (IO) for Non-Banking Financial Company (NBFC) | Data on IO complaints | Quarterly & Annual | CEPD | a) Deposit-taking NBFCs (NBFCs-D) with 10 or more branches.
b) Non-Deposit taking NBFCs (NBFCs-ND) with asset size of Rs.5,000 crore and above and having public customer interface. | Internal Ombudsman Scheme for
NBFCs, 2021 | 10 kb |
| Email |
19 | Form A Certificate | Information to be submitted by the NBFCs regarding appointment of Statutory Central Auditor (SCA)/ Statutory Auditor (SA) | Annual | DoS | All NBFCs | Guidelines for Appointment of Statutory Central Auditors (SCAs)/Statutory Auditors (SAs) of Commercial Banks (excluding RRBs), UCBs and NBFCs (including HFCs) | 162 kb |
| Hard copy/Email |
20 | FMR-IV | To capture the updated information Report on Dacoities / Robberies
/ Theft / Burglaries for NBFCs | Quarterly | DOS | NBFCs – Deposit Taking & NDSIs | Master Direction - Monitoring of Frauds in NBFCs (Reserve Bank) Directions, 2016 | 46 kb |
| XBRL Phase II |
* Notes SCBs: Scheduled Commercial Banks RRBs: Regional Rural Banks SFBs: Small Finance Banks PBs: Payment Banks LABs: Lead Area Banks AIFIs: All India Financial Institutions ADs: Authorised Dealers IP Agents: Issuing and Paying Agents NBFCs: Non-Banking Financial Companies RNBCs: Residuary Non-Banking Companies NBFC-D: Non-Banking Financial Companies- Deposit Taking NBFC-ND-SI: Non-Banking Financial Companies- Non-Deposit Taking-Systemically Important UCBs: Urban Cooperative Banks StCBs: State / Central Co-operative Banks DCCBs: District Central Co-operative Banks CICs: Credit Information Companies AMCs: All Authorised Money Changers FFMCs: Full Fledged Money Changers MTSS: Money Transfer Service Scheme WLAs: White label ATMs PDs: Primary Dealers SIDBI: Small Industries Development Bank of India @ Master Directions will be issued soon |