Reserve Bank of India - Non Banking Financial Companies(NBFCs)

Non Banking Financial Companies(NBFCs)

Feb 27, 2024
Appointment/re-appointment of Director, Managing Director or Chief Executive Officer in Asset Reconstruction Companies	273 kb
Feb 22, 2024
Inclusion of Clearing Corporation of India Limited as a Financial Information Provider under Account Aggregator Framework	200 kb
Oct 26, 2023
Review of Financial Information Provider (FIP) under Account Aggregator Framework	266 kb
Joining the Account Aggregator Ecosystem as Financial Information User	270 kb
Oct 10, 2023
Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs) – Extension to Government NBFCs	383 kb
Aug 18, 2023
Reset of Floating Interest Rate on Equated Monthly Instalments (EMI) based Personal Loans	308 kb
Review of Regulatory Framework for IDF-NBFCs	879 kb
Nov 23, 2022
Inclusion of Goods and Service Tax Network (GSTN) as a Financial Information Provider under Account Aggregator Framework	309 kb
Oct 11, 2022
Review of Regulatory Framework for Asset Reconstruction Companies (ARCs)	366 kb
Jun 06, 2022
Provisioning for Standard assets by Non-Banking Financial Company – Upper Layer	183 kb
May 02, 2022
Review of Minimum Investment Grade Credit Ratings for Deposits of NBFCs	285 kb
Apr 29, 2022
Guidelines on Compensation of Key Managerial Personnel (KMP) and Senior Management in NBFCs	298 kb
Apr 19, 2022
Large Exposures Framework for Non-Banking Financial Company - Upper Layer (NBFC-UL)	278 kb
Loans and Advances – Regulatory Restrictions - NBFCs	360 kb
Scale Based Regulation (SBR) for NBFCs: Capital requirements for Non-Banking Finance Companies – Upper Layer (NBFC-UL)	364 kb
Disclosures in Financial Statements- Notes to Accounts of NBFCs	418 kb
Apr 11, 2022
Compliance Function and Role of Chief Compliance Officer (CCO) - NBFCs	304 kb
Feb 23, 2022
Implementation of ‘Core Financial Services Solution’ by Non-Banking Financial Companies (NBFCs)	261 kb
Feb 18, 2022
Regulations Review Authority (RRA 2.0) – Interim Recommendations – Withdrawal of Circulars	226 kb
Dec 14, 2021
Prompt Corrective Action (PCA) Framework for Non-Banking Financial Companies (NBFCs)	369 kb
Nov 15, 2021
Appointment of Internal Ombudsman by Non-Banking Financial Companies	214 kb
Oct 22, 2021
Scale Based Regulation (SBR): A Revised Regulatory Framework for NBFCs	539 kb
Jun 24, 2021
Declaration of dividends by NBFCs	1072 kb
Jun 11, 2021
Risk Based Internal Audit (RBIA)	328 kb
Nov 05, 2020
Co-Lending by Banks and NBFCs to Priority Sector	415 kb
Oct 22, 2020
Review of regulatory framework for Housing Finance Companies (HFCs)	207 kb
Aug 13, 2020
Review of Guidelines for Core Investment Companies	757 kb
Jul 24, 2020
Implementation of Indian Accounting Standards	358 kb
Jul 16, 2020
Fair Practices Code for Asset Reconstruction Companies	109 kb
Jul 10, 2020
Exemption from Registration as NBFC – Alternative Investment Fund (AIF)	297 kb
Jul 06, 2020
Extension of timeline for finalization of audited accounts	330 kb
Jun 24, 2020
Loans Sourced by Banks and NBFCs over Digital Lending Platforms: Adherence to Fair Practices Code and Outsourcing Guidelines	258 kb
Dec 31, 2019
Extension of relaxation on the guidelines to NBFCs on securitisation transactions	296 kb
Dec 06, 2019
Acquisition of financial assets by Asset Reconstruction Companies from sponsors and lenders	97 kb
Nov 11, 2019
Withdrawal of exemptions granted to Housing Finance Institutions	218 kb
Nov 08, 2019
Technical Specifications for all participants of the Account Aggregator (AA) ecosystem	855 kb
Qualifying Assets Criteria - Review of Limits	900 kb
Nov 04, 2019
Liquidity Risk Management Framework for Non-Banking Financial Companies and Core Investment Companies	1456 kb
Aug 02, 2019
Levy of foreclosure charges/pre-payment penalty on Floating Rate Loans by NBFCs	1434 kb
May 29, 2019
Extension of relaxation on the guidelines to NBFCs on securitisation transactions	270 kb
May 16, 2019
Risk Management System – Appointment of Chief Risk Officer (CRO) for NBFCs	879 kb
Feb 22, 2019
Harmonisation of different categories of NBFCs	784 kb
Jan 01, 2019
Micro, Small and Medium Enterprises (MSME) sector – Restructuring of Advances	150 kb
Jul 27, 2018
Diversification of activities of Standalone Primary Dealers-Foreign Exchange Business	123 kb
May 31, 2018
Withdrawal of Exemptions Granted to Government Owned NBFCs	750 kb
Feb 23, 2018
Ombudsman Scheme for Non-Banking Financial Companies, 2018 - Appointment of the Nodal Officer/Principal Nodal Officer	680 kb
Nov 09, 2017
Directions on Managing Risks and Code of Conduct in Outsourcing of Financial Services by NBFCs	855 kb
Aug 14, 2017
Eligible Credit Rating Agencies- Rating of Fixed Deposits by Infomerics Valuation and Rating Private Limited (IVRPL)	49 kb
Appointment of nominated counsel in the Hon’ble High Court of Delhi at New Delhi- Compliance of the Order dated 21.07.2017	59 kb
Jul 06, 2017
Point of Presence (PoP) Services under Pension Fund Regulatory and Development Authority (PFRDA) for National Pension System (NPS)	647 kb
Apr 28, 2017
Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002- Section 3 (1) (b) - Requirement of Net Owned Fund (NOF) for Asset Reconstruction Companies	119 kb
Mar 09, 2017
Disbursal of loan amount in cash	669 kb
Mar 02, 2017
Infrastructure Financing- Definition of 'Infrastructure Lending'	728 kb
Feb 02, 2017
Review of Guidelines on “Pricing of Credit”	622 kb
Jun 02, 2016
Refinancing of Project Loans	761 kb
May 26, 2016
Review of Framework for Revitalising Distressed Assets in the Economy and Strategic Debt Restructuring Mechanism	717 kb
Apr 28, 2016
Risk Weight in respect of investments in Corporate Bonds by Standalone Primary Dealers (SPDs)	150 kb
Apr 21, 2016
Infrastructure Debt Funds (IDFs)	697 kb
Apr 13, 2016
Non-Banking Financial Company-Micro Finance Institutions (Reserve Bank) Directions, 2011 – Acting as Channelizing Agents for Schemes operated by Central/State Government Agencies	881 kb
Apr 07, 2016
Applicability of Concentration of Credit/ Investment Norms	640 kb
Mar 10, 2016
Review of risk weights assigned to sovereign debt	690 kb
Feb 18, 2016
Undertaking of Point of Presence (PoP) Services under Pension Fund Regulatory and Development Authority for National Pension System (NPS)	602 kb
NBFC – Factors (Reserve Bank) Directions, 2012 – Review	896 kb
Frauds - Future approach towards monitoring of frauds in NBFCs	19 kb
Jan 28, 2016
Provision of Safe Deposit Locker facility by NBFCs	601 kb
Nov 26, 2015
Online Returns to be submitted by NBFCs- Revised	100 kb
Non-Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions DNBS.PD.No. 234/CGM (US)-2011 dated December 2, 2011 and DNBR.CC.PD.No. 027/03.10.01/2014-15 dated April 08, 2015 – Revision of the loan amount with tenure not less than 24 months	671 kb
Oct 01, 2015
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – Modifications	628 kb
Jul 30, 2015
Review of Guidelines on Restructuring of Advances by NBFCs	1082 kb
Jul 23, 2015
Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy - Review of the Guidelines on Joint Lenders' Forum (JLF) and Corrective Action Plan (CAP)	773 kb
Jul 09, 2015
Returns to be submitted by NBFCs (Asset Size below Rs. 500 crore)	20 kb
Requirement for obtaining prior approval of RBI in cases of acquisition/ transfer of control of Non-Banking Financial Companies (NBFCs)	903 kb
Jun 25, 2015
Appointment of Non-Deposit Accepting NBFCs with asset size of Rs.100 crore and above as sub- agents under Money Transfer Service Schemes (MTSS)	600 kb
Apr 30, 2015
Distribution of Mutual Fund products by NBFCs	744 kb
Know Your Customer (KYC) guidelines - accounts of proprietary concerns	92 kb
Apr 23, 2015
Anti-Money Laundering (AML)/ Combating of Financing of Terrorism (CFT) Standards	116 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list	128 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list	176 kb
Apr 10, 2015
NBFCs- Lending against Shares – Clarification	1007 kb
Guidelines on Corporate Governance - Review	1412 kb
Apr 08, 2015
Non-Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – Modifications	1224 kb
Apr 06, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list	240 kb
Mar 27, 2015
Implementation of Section 51-A of UAPA, 1967-UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List and UNSCR 1988 (2011) Taliban Sanctions List- Modification in the Listing Format	94 kb
Revised Regulatory Framework for NBFCs	3872 kb
Mar 17, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List	230 kb
Mar 16, 2015
Designated Director- Amendment to section 13(2) of Prevention of Money laundering Act (PMLA) 2002	171 kb
Feb 20, 2015
Raising Money through Private Placement of Non-Convertible Debentures (NCDs) by NBFCs	678 kb
Feb 11, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List	243 kb
Feb 06, 2015
Membership of Credit Information Companies (CICs)	664 kb
Jan 28, 2015
Submission of Data to Credit Information Companies - Format of Data to be submitted by Credit Institutions	632 kb
Jan 23, 2015
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida Sanctions List	56 kb
Jan 19, 2015
Flexible Structuring of Long Term Project Loans to Infrastructure and Core Industries	798 kb
Jan 16, 2015
Review of Guidelines on Restructuring of Advances by NBFCs	1327 kb
Jan 02, 2015
Obligation of NBFCs under Prevention of Money laundering Act, 2002 - Client Due Diligence measures	64 kb
Dec 11, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list	250 kb
Nov 03, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list	34 kb
Oct 20, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list	104 kb
Sep 29, 2014
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1267(1999)/1989(2011) Committee’s Al Qaida sanctions list	681 kb
Sep 25, 2014
Rating of Fixed Deposits of NBFCs- Eligible Credit Rating Agencies- SME Rating Agency of India Ltd. (SMERA)	36 kb
Implementation of Section 51-A of UAPA, 1967- Updates of the UNSCR 1988(2011) Taliban sanctions list	621 kb
Sep 09, 2014
Upper age limit for Whole Time Directors on the Boards of Banks	51 kb
Aug 21, 2014
NBFCs- Lending against Shares	773 kb
Aug 20, 2014
Data Format for Furnishing of Credit Information to Credit Information Companies (CICs) and other Regulatory Measures	685 kb
Aug 12, 2014
Appointment of Non-Deposit Accepting NBFCs with asset size of `.100 crore and above as sub - agents under Money Transfer Service Schemes (MTSS)	679 kb
Interest Rate Futures - NBFCs	674 kb
Aug 08, 2014
Modification of Guidelines on Mortgage Guarantee Companies (MGCs)	426 kb
Aug 07, 2014
Certain amendments in Regulatory framework for SCs/RCs – Clarifications	27 kb
Aug 01, 2014
Constitution of Special Investigating Team – sharing of information	39 kb
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards	45 kb
Know Your Customer (KYC) norms/Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) - Unique Customer Identification Code for NBFC Customers in India (UCIC)	17 kb
Jul 25, 2014
Inter-Governmental Agreement (IGA) with United States of America (US) under Foreign Accounts Tax Compliance Act (FATCA)- Registration	98 kb
Jul 14, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 Recognising E-Aadhaar as an 'Officially Valid Document' under PML Rules	43 kb
Levy of foreclosure charges/pre-payment penalty on Floating Rate Loans	617 kb
Jul 10, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002- Clarification on proof of Address	52 kb
May 29, 2014
Know Your Customer (KYC) Norms / Anti-Money Laundering (AML) Standards /Combating of Financing of Terrorism (CFT) / Obligation of NBFCs under Prevention of Money Laundering Act (PMLA), 2002 - Amendment to Section 13(2)	37 kb
May 27, 2014
Rounding off transactions to the Nearest Rupee by NBFCs	656 kb
Apr 23, 2014
Uniform Accounting Standards at ARCs	57 kb
Mar 21, 2014
Early Recognition of Financial Distress, Prompt Steps for Resolution and Fair Recovery for Lenders: Framework for Revitalising Distressed Assets in the Economy	829 kb
Mar 19, 2014
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards	34 kb
Restructuring Support Finance - participation by investors	20 kb
Buyback of assets from SC/RCs by the Defaulters and acquisition of assets by SC/RCs from sponsor banks	30 kb
Feb 07, 2014
‘Non-Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications in “Pricing of Credit”	602 kb
Nov 29, 2013
Financing of Infrastructure - Definition of 'Infrastructure Lending'	745 kb
Nov 28, 2013
Participation of NBFCs in Insurance sector	608 kb
Nov 12, 2013
Filing of records of equitable mortgages with the Central Registry	626 kb
Oct 03, 2013
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List and Consolidated List	60 kb
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List	139 kb
Sep 16, 2013
Lending Against Security of Single Product – Gold Jewellery	696 kb
Sep 03, 2013
Returns to be submitted by NBFCs- Introduction of ‘Branch info’ return	175 kb
Aug 02, 2013
Financing of Infrastructure - Definition of 'Infrastructure Lending'	780 kb
Jul 26, 2013
Unsolicited Commercial Communication- National Do Not Call Registry	617 kb
Jul 23, 2013
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards	139 kb
Jul 04, 2013
Know Your Customer Norms/Anti-Money Laundering Standards/Combating Financing of Terrorism - Unique Customer Identification Code for Banks Customers in India	31 kb
Payment of interest on overdue public deposits	39 kb
Jul 02, 2013
Raising Money through Private Placement by NBFCs-Non-Convertible Debentures (NCDs) -Clarification	49 kb
Jun 27, 2013
Raising Money through Private Placement by NBFCs-Debentures etc.	190 kb
Jun 13, 2013
NBFCs - RBI’s Fraud Monitoring Cell to function from Bengaluru from July 01, 2013	32 kb
Jun 11, 2013
NBFCs not to be Partners in Partnership Firms - Clarifications	647 kb
May 31, 2013
‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) – Directions – Modifications in Pricing of Credit - Margin cap	601 kb
May 27, 2013
NBFCs finance for Purchase of Gold	613 kb
Apr 01, 2013
Core Investment Companies – Guidelines on Investment in Insurance	37 kb
Feb 18, 2013
Guidelines on Fair Practices Code for NBFCs – Grievance Redressal Mechanism - Nodal Officer	700 kb
Dec 20, 2012
NBFCs - Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards	18 kb
Dec 13, 2012
Frauds-Classification and Reporting	34 kb
Progress report on frauds	23 kb
Dec 10, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List	65 kb
Dec 07, 2012
Checklist for NBFCs, Non Banking Financial Company-Micro Finance Institutions, Non Banking Financial Company-Factoring Institutions and Core Investment Companies	1740 kb
Dec 06, 2012
Core Investment Companies - Overseas Investment (Reserve Bank) Directions, 2012	232 kb
Nov 22, 2012
NBFCs/RNBCs - Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1988 (2011) Sanctions List	19 kb
Nov 08, 2012
Readiness of major service providers to migrate from IPv4 to IPv6	610 kb
Nov 06, 2012
Standardisation and Enhancement of Security Features in Cheque Forms - Migrating to CTS 2010 Standards	637 kb
Oct 16, 2012
NBFCs/RNBCs - Uploading of Reports in 'Test Mode' on FINnet Gateway Reporting	19 kb
Sep 17, 2012
NBFCs/RNBCs - Anti-Money Laundering/Combating of Financing of Terrorism – Standards	20 kb
Aug 03, 2012
Non Banking Financial Company-Micro Finance Institutions (NBFC-MFIs) – Directions – Modifications	737 kb
Jul 26, 2012
KYC Norms/AML Standards/Combating Financing of Terrorism -Risk Categorisation and Updation of Customer Profiles	22 kb
Jul 23, 2012
The Non-Banking Financial Company –Factors (Reserve Bank) Directions, 2012	690 kb
Jul 05, 2012
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR 1267 (1999) /1989 (2011) Committee's Al Qaida Sanctions List	35 kb
Implementation of Section 51-A of UAPA, 1967 - Updates of the UNSCR Committee's Al Qaida Sanctions List – Primary (Urban) Co-operative Banks	183 kb
May 30, 2012
Uniformity in Risk weight for assets covering PPP and post COD projects	610 kb
May 29, 2012
Know Your Customer (KYC) guidelines - accounts of proprietary concerns	53 kb
May 11, 2012
Core Investment Companies (Reserve Bank) Directions, 2011 – Clarification on CICs Issuing Guarantees	50 kb
NBFCs - Rating of Fixed Deposits by Brickwork Ratings Pvt Ltd	50 kb
Infrastructure Finance Companies - Eligible Credit Rating Agencies - Brickwork Ratings India Pvt. Ltd.	674 kb
Mar 26, 2012
Guidelines on Fair Practices Code for NBFCs	682 kb
Implementation of Section 51-A of UAPA, 1967-Updates of the UNSCR 1267 (1999) /2989 (2011) Committee's Al Qaida Sanctions List	591 kb
Mar 21, 2012
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism/Obligation of banks under PMLA, 2002- Assessment and Monitoring of Risk	20 kb
NBFCs - Lending Against Security of Single Product – Gold Jewellery	657 kb
Mar 15, 2012
Implementation of Section 51-A of UAPA, 1967- Splitting of UNSC 1267 Committee's list of individuals and entities linked to Al-Qaida and Taliban	593 kb
Non- Reckoning Fixed Deposits with Banks as Financial Assets	673 kb
Mar 14, 2012
Implementation of UNSCR 1929 (2010) on Non-proliferation –Government of India Order of November 04, 2011	31 kb
Anti-Money Laundering (AML)/Combating of Financing of Terrorism (CFT) - Standards	33 kb
Mar 02, 2012
Monitoring of frauds	18 kb
Dec 30, 2011
Revised Capital Adequacy Framework for Off-Balance Sheet Items for NBFCs-Clarification	675 kb
Issuance of Non-Convertible Debentures (NCDs)	603 kb
Dec 02, 2011
Introduction of New Category of NBFCs - ‘Non Banking Financial Company-Micro Finance Institutions’ (NBFC-MFIs) - Directions	727 kb
Nov 21, 2011
Infrastructure Debt Funds	699 kb
Oct 28, 2011
Implementation of Green Initiative of the Government	599 kb
KYC Guidelines – AML Standards -Prevention of Money Laundering Act, 2002 - Obligations of NBFCs – Revised Reporting Format	20 kb
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation – NBFCs/RNBCs	19 kb
Sep 27, 2011
Attempt to defraud using fake bank guarantee-modus operandi	625 kb
Aug 02, 2011
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /AL-Qaida Organisation	577 kb
Jul 22, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation	577 kb
May 27, 2011
Review of Guidelines on entry of NBFCs into Insurance Business	603 kb
May 25, 2011
Setting up of Central Electronic Registry under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act 2002	23 kb
May 20, 2011
NBFCs/RNBCs - List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999)and 1822(2008) on Taliban /AL-Qaida Organisation	577 kb
May 04, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards	18 kb
May 02, 2011
KYC Norms/Anti- Money Laundering Standards/Combating Financing of Terrorism – NBFCs/RNBCs	52 kb
List of terrorist individuals/organisations – NBFCs/RNBCs	609 kb
Apr 05, 2011
Operation of deposit account with NBFCs and money mules	18 kb
Mar 08, 2011
Know Your Customer (KYC) norms /Anti-Money Laundering (AML) standards/Combating of Financing of Terrorism (CFT) Obligation of NBFCs under PMLA, 2002	11 kb
Feb 17, 2011
All Deposit Taking NBFCs - CRAR Fifteen percent w.e.f March 31, 2012	34 kb
Jan 28, 2011
NBFCs/RNBCs - Anti- Money Laundering/Combating Financing of Terrorism Standards	20 kb
Jan 27, 2011
Services to Persons with Disability - Training Programme for Employees	614 kb
Jan 17, 2011
Provision of 0.25% for standard assets of NBFCs	18 kb
Jan 05, 2011
Regulatory Framework for Core Investment Companies	171 kb
Dec 01, 2010
Submission of Balance sheet and Profit and Loss Account	15 kb
Nov 25, 2010
Submission of information to Credit Information Companies	42 kb
Oct 22, 2010
Long Term Infrastructure Finance Bonds issued by Infrastructure Finance Companies (IFCs) under Section 80CCF of the Income Tax Act, 1961- Exemption from the definition of “public deposit”	13 kb
Aug 12, 2010
Regulatory Framework for Core Investment Companies (CICs)	39 kb
Aug 11, 2010
Ready Forward Contracts in Corporate Debt Securities	599 kb
Aug 09, 2010
NBFCs - KYC Norms/Anti-Money Laundering Standards	13 kb
NBFCs - KYC Norms/Anti-Money Laundering Standards	13 kb
NBFCs - KYC Norms/Anti-Money Laundering Standards	14 kb
Participation in Currency Futures	602 kb
Jul 09, 2010
NBFCs-ND-SI issuing guarantees - Applicability of exemption from Concentration norms	13 kb
May 26, 2010
NBFCs - Prevention of Money Laundering Amendment Rules, 2009 – Obligation of Banks/FIs	13 kb
Apr 30, 2010
Know Your Customer (KYC) Norms/ Anti- Money Laundering (AML) Standards/Combating of Financing of Terrorism (CFT)	15 kb
Apr 23, 2010
List of Terrorist Individuals / Organisations- under UNSCR 1267 (1999) and 1822(2008) on Taliban /Al-Qaida Organisation	13 kb
NBFCs - Prevention of Money-laundering Amendment Rules, 2009 – Obligation of Banks/FIs	14 kb
Apr 21, 2010
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments	55 kb
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003 – Amendments	55 kb
Feb 12, 2010
Infrastructure Finance Companies	628 kb
Risk weights and exposure norms in respect of bank exposure to NBFCs categorised as ‘Infrastructure Finance Companies’	38 kb
Feb 04, 2010
Compliance with FDI norms-Half yearly certificate from Statutory Auditors of NBFCs	10 kb
Dec 02, 2009
NBFCs - KYC Norms/AML Standards/Combating Financing of Terrorism	14 kb
Dec 01, 2009
Capital Adequacy - Risk weightage on Lending through Collateralized Borrowing and Lending Obligation (CBLO)	611 kb
Nov 13, 2009
NBFCs – KYC/AML Standards	16 kb
NBFCs – PMLA, 2002 – Obligations of NBFCs	16 kb
Oct 22, 2009
Submission of certificate from Statutory Auditor to the Bank	16 kb
Sep 18, 2009
Introduction of Interest Rate Futures- NBFCs	599 kb
Sep 17, 2009
RBI approval required for acquisition/transfer of control of NBFCs accepting deposits	16 kb
Aug 28, 2009
Acceptance of Deposits by Chit Fund Companies	16 kb
Jun 09, 2009
NBFCs - Treatment of Deferred Tax Assets/Deferred Tax Liabilities for Computaion of Capital	602 kb
Jun 04, 2009
Applicability of NBFCs-ND-SI regulations	607 kb
May 26, 2009
Increase in CRAR- Extension of time	14 kb
Apr 24, 2009
Resolution of acquired assets - Extension in time frame for redemption of security receipts (SRs) issued	14 kb
Increase in CRAR- Extension of time	13 kb
Clarification regarding repossession of vehicles financed by NBFCs	602 kb
Apr 22, 2009
Acquisition of Financial Assets by Securitisation Companies/Reconstruction Companies (SC/RCs) - Clarifications	8 kb
Apr 13, 2009
Need for Bank Branches / ATMs to be made accessible to persons with disabilities	43 kb
Mar 02, 2009
Monitoring Framework for non-deposit taking NBFCs	11 kb
Feb 18, 2009
Framework for addressing the liquidity constraints of NBFCs	12 kb
Feb 13, 2009
Reserve Bank of India (Non-Banking Financial Companies) Specifications 2009	12 kb
Feb 04, 2009
Ratings of NBFCs	592 kb
Jan 02, 2009
Regulation of excessive interest charged by NBFCs	604 kb
Dec 23, 2008
Raising of Short Term foreign currency Borrowings - NBFCs-ND-SI	11 kb
Sep 26, 2008
Quarterly Statement to be submitted by Securitisation Companies/Reconstruction Companies registered with the Reserve Bank of India under Section 3(4) of the SARFAESI Act	21 kb
Sep 23, 2008
Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 2008	30 kb
Sep 15, 2008
Reclassification of NBFCs	607 kb
Aug 14, 2008
Frauds – Future approach towards monitoring of frauds in NBFCs	77 kb
Aug 05, 2008
PMLA,2002 - Obligation of NBFCs	84 kb
Jul 31, 2008
Accounting for taxes on income- Accounting Standard 22- Treatment of deferred tax assets (DTA) and deferred tax liabilities (DTL) for computation of capital	598 kb
Jun 17, 2008
Section 45-IA, 45K and 45L of the RBI Act – Grant of CoR – Requirement of minimum NOF of Rs. 200 lakh for all deposit taking NBFCs	15 kb
Mar 05, 2008
Regulation of SCs/RCs-submission of returns and audited balance sheet by SCs/RCs	49 kb
Frauds – Future approach towards monitoring of frauds in NBFCs	139 kb
Feb 15, 2008
Regulatory Framework for Mortgage Guarantee Company	377 kb
Oct 10, 2007
Guidelines on Fair Practices Code for Non-Banking Financial Companies	597 kb
Sep 04, 2007
Future approach towards monitoring of frauds in NBFCs	123 kb
Jul 11, 2007
Guidelines on Corporate Governance for NBFCs	633 kb
May 28, 2007
Guidelines on declaration of Net Asset Value of Security Receipts issued by Securitisation Company/ Reconstruction Company	7 kb
May 24, 2007
Complaints about excessive interest charged by NBFCs	635 kb
May 08, 2007
Guidelines on Corporate Governance	68 kb
Apr 24, 2007
Amendments to NBFC Regulations - Ceiling on rate of interest	58 kb
Feb 23, 2007
Misuse of Bank Finance for hoarding – Status and Action	50 kb
Jan 04, 2007
Submission of returns by Mutual Benefit Financial Companies (MBFCs) and Mutual Benefit Companies (MBCs)	47 kb
Dec 12, 2006
Financial Regulation of Systemically Important NBFCs and Banks’ Relationship with them – for NBFCs’	774 kb
Dec 06, 2006
Re-classification of NBFCs	46 kb
Dec 04, 2006
Distribution of Mutual Fund products by NBFCs	657 kb
Issue of Co-branded Credit Cards	658 kb
Nov 30, 2006
Financial Regulation of Systemically Important NBFCs and Banks’ Relationship with them	103 kb
Nov 03, 2006
Mid-Term Review of Annual Policy Statement for the Year 2006-07- Financial Regulation of Systemically Important NBFCs and Banks' Relationship with them	149 kb
Oct 27, 2006
Prior Public Notice about change in control / management	625 kb
Oct 19, 2006
Amendment to NBFC regulations - Certificate of Registration (CoR) issued under Section 45-IA of the RBI Act, 1934 – Continuation of business of NBFI - Submission of Statutory Auditors Certificate - Clarification	51 kb
Sep 28, 2006
Guidelines on Fair Practices Code for Non-Banking Financial Companies	658 kb
Sep 20, 2006
The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003	46 kb
Amendments to Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions, 1998 - Treatment of security deposit for computation of risk weight adjusted value of assets	63 kb
Aug 24, 2006
Census of Non deposit accepting NBFCs-Forms on RBI website	41 kb
Jun 02, 2006
Monthly Returns - NBFCs not accepting/holding Public Deposits	39 kb
Apr 05, 2006
NBFCs not accepting/ holding public deposits and having assets size of Rs. 100 crore and above - format of monthly returns revised	45 kb
PMLA, 2002 - Obligations of NBFCs	77 kb
Apr 04, 2006
Maintenance of directed investments by RNBCs- Clarification	38 kb
Mar 31, 2006
Maintenance of directed investments by RNBCs	60 kb
Jan 24, 2006
Prior Public Notice about change in control/management	635 kb
Dec 12, 2005
Rotation of partners of the statutory auditors audit firm - with public deposits/deposits of Rs 50 crore and above	37 kb
Sep 06, 2005
NBFCs not Accepting/Holding Public Deposits to submit Monthly Returns	44 kb
Aug 24, 2005
Master Circular- Exemptions from the provisions of RBI Act, 1934	95 kb
Jul 01, 2005
Master Circular - Non-Banking Financial Companies Auditor’s Report (Reserve Bank) Directions, 1998	13 kb
Master Circular - Regulations relating to Maintenance of Liquid Assets by NBFCs/RNBCs	15 kb
Master Circular - NBFC's - Acceptance of Public Deposits	142 kb
Master Circular - Miscellaneous Non - Banking Companies [RBI Directions 1977]	122 kb
Master Circular - Residuary Non - Banking Companies [RBI Directions 1987]	115 kb
Master Circular - Non-Banking Financial Companies Prudential Norms (Reserve Bank) Directions, 1998	117 kb
Jun 09, 2005
NBFCs/RNBCs - Instructions relating to Government Securities Transactions relaxed	583 kb
Feb 21, 2005
NBFCs/MNBCs/RNBCs - KYC Guidelines/Anti-Money Laundering Standards	38 kb
Feb 07, 2005
Cover for ‘public deposits’	27 kb
Nov 19, 2004
Banks permitted to Finance NBFCs against Second Hand Assets	37 kb
Nov 13, 2004
Quarterly Return on important financial parameters of Non-Banking Financial Companies (NBFCs) not accepting/holding public deposits and having assets size of Rs.500 crore and above	3959 kb
Oct 05, 2004
Premature Repayment of Public Deposits by NBFCs/RNBCs/MNBCs	14 kb
Jul 07, 2004
Issue of credit card	583 kb
Jun 15, 2004
Amendment to Prudential Norms for NBFCs/RNBCs	13 kb
May 17, 2004
Collection of interest on SLR securities	6 kb
Apr 20, 2004
Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies - Interest rate on NRI deposits	27 kb
Feb 10, 2004
Entry of NBFCs into Insurance Business	587 kb
Oct 30, 2003
Non-Banking Financial Companies, Miscellaneous Non-Banking Companies and Residuary Non-Banking Companies -Interest rate on NRI Deposits	8 kb
Oct 28, 2003
Non-Banking Financial Companies (NBFCs) Miscellaneous Non-Banking Companies (MNBCs) and Residuary Non-Banking Companies (RNBCs) – Interest rate on NRE Deposits	7 kb
Sep 17, 2003
Non-Banking Financial Companies Miscellaneous Non-Banking Companies – Interest rate on NRI Deposits	9 kb
Aug 28, 2003
Exemption to Securitisation or Reconstruction Companies from RBI Act (Notification No.DNBS.3/CGM (OPA)- 2003 dated August 28, 2003)	5 kb
Aug 01, 2003
Amendments to NBFC Regulations – Exposure to infrastructure facility	27 kb
Jul 31, 2003
Amendment to RBI Regulations for NBFCs Safe custody of liquid asset securities in an exclusive demat account	10 kb
Notification No.DNBS.170/CGM (OPA)-2003 Dated July 31, 2003	11 kb
Jul 28, 2003
Nomination rules under Section 45QB of RBI Act for NBFC deposits	7 kb
Apr 23, 2003
Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 - Issue of final guidelines and directions	8 kb
Notification No.DNBS.1/CGM(CSM)-2003 dated March 7, 2003	34 kb
Notification No.DNBS.2/CGM(CSM)-2003, dated April 23, 2003 The Securitisation Companies and Reconstruction Companies (Reserve Bank) Guidelines and Directions, 2003	31 kb
Guidance Notes for Securitisation Companies and Reconstruction Companies	10 kb
Guidelines on sale of financial assets to Securitisation Company (SC)/ Reconstruction Company (RC) (created under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002) and related issues	6 kb
Guidelines to banks/ FIs on sale of Financial Assets to Securitisation Company (SC) / Reconstruction Company (RC) (created under the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002) and related issues -	19 kb
Mar 31, 2003
Residuary Non-Banking Companies (RNBCs)- Minimum rate of return on deposits - Amendments to RNBC Directions	10 kb
Notification No. DFC.55/DG (O)- 87 Dated The 15th May 1987	37 kb
Mar 29, 2003
Amendment to the RBI Regulations for NBFCs and RNBCs	11 kb
Mar 03, 2003
Amendments to NBFC Regulations - Ceiling on rate of interest	9 kb
Jan 08, 2003
NBFC - Acceptance of Public Deposits	5 kb
Dec 18, 2002
Draft of the directions proposed to be issued to Securitisation Companies / Reconstruction Companies in the matter of asset reconstruction and matters related thereto	17 kb
Draft of the directions on prudential norms proposed to be issued by the Reserve Bank of India to Securitisation Companies / Reconstruction Companies	16 kb
Draft of the General Guidelines for Securitisation Companies / Reconstruction Companies proposed to be issued by the Reserve Bank of India	10 kb
Draft of the Form of Application for Certificate of Registration to Commence / Carry on The Business of A Securitisation Company/ Reconstruction Company	32 kb
Nov 28, 2002
Exemption from Section 45-IA and 45-IC of the Reserve Bank of India Act, 1934 ( 2 of 1934 ) - Venture Capital Fund Companies	8 kb
Oct 01, 2002
Non-Banking Financial Companies - Amendments to Regulations	33 kb
Notification No.DNBS.159/CGM(CSM)-2002 dated October 1, 2002	11 kb
Notification No. DNBS. 160/CGM(CSM)- 2002 dated October 1, 2002	9 kb
Notification No.DNBS.161/CGM(CSM)-2002 dated October 1, 2002	9 kb
Notification No.DNBS.162/CGM(CSM)-2002 dated October 1, 2002	6 kb
Notification No.DNBC.39/DG(H)-77 dated 20th June 1977	40 kb
Notification No. DFC.55/DG (O)- 87 Dated the 15^th May 1987	41 kb
Notification No.DFC.118/DG(SPT)-98 dated January 31, 1998	59 kb
Notification No. DFC. 119 /DG(SPT)-98 dated January 31, 1998.	56 kb
Jun 06, 2002
Notification No. DNBS. 158/CGM(CSM)-2002 dated June 6, 2002	15 kb
Notification No. DFC. 119 /DG(SPT)-98 Dated January 31, 1998	55 kb
RBI Regulations for NBFCs – Amendment to NBFC Directions on Prudential Norms	27 kb
Apr 22, 2002
RBI Regulations for NBFCs	39 kb
Notification No. DFC. 119 /DG(SPT)-98 dated January 31, 1998	51 kb
Notification No. DNBS. 157/CGM(CSM)-2002 dated April 22, 2002.	10 kb
Jan 30, 2002
Notification No.DFC. 117 /DG(SPT)-98 dated the January 2, 1998.	16 kb
Notification No.DFC.118/DG(SPT)-98 dated January 31, 1998	86 kb
Notification No. DFC. 119 /DG(SPT)-98 Dated January 31, 1998.	61 kb
Notification No.DNBC.39/DG(H)-77 dated 20th June 1977 as amended upto June 30, 2000 (List of amending notifications appended)	52 kb
Notification No. DFC.55/DG (O)- 87 Dated The 15th May 1987 as Amended Upto January 1, 2002 (List of Amending Notifications Appended)	55 kb
Notification DFC.(COC)No.99/ED(JRP)-97 dated March 6, 1997	11 kb
Notification DFC(COC) No.108.ED(JRP)/97 dated April 30, 1997	8 kb
Provisions Relating To Non-Banking Institutions Receiving Deposits And Financial Institutions	75 kb
Minimum Net Owned Fund (NOF) for commencement of business of Non-Banking Financial Institution (NBFI)	6 kb
Notification DFC(COC) No.108.ED(JRP)/97 dated April 30, 1997	8 kb
Notification No. DFC.120/ED(G)-98 dated January 31, 1998	5 kb
Notification No.DFC.121/ED(G)-98 dated January 31, 1998	8 kb
Notification No. DNBS. 129/CGM(VSNM)-98 Dated December 18, 1998.	5 kb
Jan 12, 2002
Asset-Liability Management Guidelines for NBFCs: Applicability to Primary Dealers	7 kb
Jan 01, 2002
RBI Regulations for NBFCs	31 kb
RBI rationalises NBFC Regulations	13 kb
Oct 31, 2001
Amendments to NBFC Regulations - Ceiling on rate of interest	9 kb
Jul 01, 2001
Lending to Non-Banking Financial Companies (NBFCs)	20 kb
Jun 27, 2001
Asset Liability Management (ALM) System for NBFCs - Guidelines	781 kb
Amendments to NBFC Regulations	611 kb
Notification No. DNBS. 148 / CGM (RS) - 2001 Dated June 27, 2001	5 kb
Notification No. DNBS. 149 / CGM (RS) - 2001 Dated June 27, 2001	5 kb
Notification No. DNBS. 150 /CGM(RS)-2001 dated June 27, 2001	4 kb
Mar 31, 2001
Amendments to NBFC Regulations-Ceiling on rate of interest	7 kb
Nov 27, 2000
Notification No. DNBS.(PD).ROC. 24/10.01/2000-2001 dated October 24, 2000	8 kb
Jul 24, 2000
Notification No. DNBS.141/CGM(VSNM)-2000 dated June 30, 2000	3 kb
Notification No. DNBS. 142/CGM(VSNM)- 2000 dated June 30, 2000	594 kb
Notification No. DNBS.143/CGM(VSNM)-2000 dated June 30, 2000	5 kb
Notification No. DNBS.144/CGM(VSNM)-2000 dated June 30, 2000	2 kb
Notification No. DNBS.145/CGM(VSNM)-2000 dated June 30, 2000	3 kb
Jun 30, 2000
Amendments to NBFC Regulations	27 kb
May 15, 2000
Draft Guidelines for Entry of NBFCs into Insurance	7 kb
Jan 13, 2000
Notification Nos. 134-140 on NBFCs (January 13, 2000)	639 kb
Amendments to NBFC Regulations	27 kb

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